Originalism At Work in Lopez:
An
Examination of the Recent Trend in Commerce Clause Jurisprudence
By William Serwetman
August 17, 2001
I. Introduction
In the 1995 case of
United States v. Lopez[1], the Supreme Court held the Gun Free School Zones
Act[2]
to be unconstitutional because Congress lacked valid authority to enact
it. This represented a substantial
break from the past fifty years of cases, in which the Court had given Congress
free reign to pass laws under the auspices of the Commerce Clause[3].
This break is evident in the various
concurring opinions within the conservative majority (who base their arguments
on a textual and structural analysis of the Commerce Clause itself), and the
liberal minority (who base their arguments on the holdings of the
post-depression era Commerce Clause cases).
While the minority opinion was consistent with the post depression-trend
of extending the Commerce Clause power to activities increasingly more remote
from “commerce,” [4] the majority
took a more originalist position now widely recognized as the beginning of a
new chapter in Commerce Clause jurisprudence.
In Lopez,
the majority criticizes the minority for relying on interpretations of the
Commerce Clause unsupported by the Constitution, whereas the minority ironically
criticizes the majority for ignoring the custom of judicial restraint and the
standing case law. The two camps seem
to operate on different wavelengths and largely argue right past each other. This incompatibility highlights the
inconsistency of post-depression Commerce Clause cases with the original intent
of the framers, and invites reanalysis of those cases.
We can only
speculate on how this ideological head-on collision will be resolved in future
cases. Regardless of the future impact
of the still-raging academic debate, the fate of Lopez and its companion
cases ultimately rests on the on the future composition of the court. Whether Lopez signifies the beginning
of a permanent alteration of the degree of power held by Congress over
non-commercial activity, or is overruled by the Court in the future, will
probably be determined by the ideology of the next appointee to the Court.
II. The History of the
Commerce Clause
In the fifty-eight
years preceding Lopez, cases had dramatically and rapidly expanded
Congress’ commerce power to the point where Congress could be said to have a de
facto federal police power. The Lopez
case did not explicitly put these previous decisions on trial, but it raised
the question of how far the holdings of these cases could be stretched to allow
federal regulation of non-commercial activity.
The minority argued that this case law should govern and denied that its
application required any further stretching at all.
Under the
Constitution, states clearly a reserve a “police power” power to make their own
laws and enforce them within the limits of the Fourteenth Amendment[5]. While the police powers of the states are
well established and well documented, Congress was deliberately denied any
comparable broad authority by the Constitution. As a result, most laws made by Congress are enacted under its
Commerce Clause authority because this power has historically been defined
quite broadly. The first case to test
its limits was Gibbons v. Ogden[6],
decided in 1824 by the Marshall Court.
Chief Justice Marshall
confirmed that the reach of the Commerce Clause was broad, but recognized that
it had clear limitations. He observed that interstate commerce is “that
commerce which concerns more states than one…” but not that “which is
completely internal, which is carried on between man and man in a state, or
between different parts of the same state, and which does not extend to or
affect other states…” On top of this literal definition, he allowed that
“Commerce, undoubtedly, is traffic, but it is something more: it is
intercourse.” By this he meant that
interstate commerce does not occur only in the instant during which goods are
carried over state boundaries; commerce subject to regulation continues as long
as there are activities in progress which have a commercial connection with
another state. By this definition,
regulation of commerce was the sole domain of the states until it affected
another state commercially. The big
question left unclear by Ogden was how significant of an effect on
interstate commerce was necessary for an activity to fall under Congress’s
regulatory authority, and that is the question that all subsequent cases have
addressed.
Throughout the
nineteenth century and into the twentieth, the Court took a very narrow view of
the Commerce Power, insisting that activities must have a direct effect on
commerce for Congress to assert authority.
Railroads were quickly acknowledged to be subject to federal regulations
under the “Shreveport Rate” case,[7]
but production (in the form of manufacturing, mining, and agriculture) was
considered an exempt intra-state activity.
The 1895 case of United States v. E.C. Knight[8]
kept manufacturing free from federal regulation until the 1930s, holding that
although E.C. Knight controlled 98% of the sugar refining industry, the Sherman
Anti-Trust Act did not extend because the manufacturers were not directly
involved in commerce.
The requirement that
an activity directly affect interstate commerce led the Court to invalidate
much of Roosevelt’s early New Deal legislation. A variety of labor laws were overturned through this type of
analysis in 1935 and 1936.[9] In 1937, the beginning of his second term,
President Roosevelt attempted to pass the “Judiciary Reorganization Bill.” If enacted, it would have allowed the
president to appoint a new Justice for every Justice on the Court over the age
of 70, which at the time would have allowed him to appoint six new
Justices. While the plan was considered
by the Senate, the Supreme Court upheld New Deal legislation in two cases,
including National Labor Relations Board v. Jones. In a 5-4 decision, the Court reversed itself
and abandoned the “direct effect” test and adopted the “substantial effect”
test in its place.[10] This reversal was all the more spectacular
because in the 1935 case of A.L.A. Schechter Poultry Corp. v. United States,[11]
the Court had described “the distinction between direct and indirect
effects of intrastate transactions upon interstate commerce as ‘a fundamental
one, essential to the maintenance of our constitutional system’.”[12] In
light of this clear turnaround and the controversy the Court Packing Plan had
aroused, the Senate sent the Judiciary Reorganization Bill back to the Senate
Judiciary Committee, killing it. The new
“substantial effect” standard was soon used to extend the commerce power
farther than ever in the 1941 case of United States v. Darby[13]
and 1942 case of Wickard v. Filburn[14].
Darby upheld
the Fair Labor Standards Act of 1938, and allowed Congress to regulate
production. Wickard went a step
further and applied Darby to a farmer growing wheat on his own land for his own
consumption. The rationale was that
although the wheat was not intended to enter commerce, the aggregate effect of
many farmers growing their own wheat would substantially affect interstate
commerce. The Court found that the
“Necessary and Proper” Clause[15]
allowed Congress to regulate the individual farmers because it was necessary
and proper to do so in order to regulate commerce, even though the farmers were
not themselves engaged in commerce. The
Court went so far as to explicitly repudiate its previous direct vs. indirect
effect standard. “Even if appellee's
activity be local and though it may not be regarded as commerce, it may still,
whatever its nature, be reached by Congress if it exerts a substantial economic
effect on interstate commerce, and this irrespective of whether such effect is
what might at some earlier time have been defined as 'direct' or 'indirect.[16]” After
this case, the Commerce Clause was used to justify federal regulation in cases
where previously only states would have been able regulate through their police
power.
President Roosevelt
was able to appoint six new Justices sympathetic to his legislative program over
the next four years[17]
and elevated liberal Justice Stone to the post of Chief Justice, insuring that
future courts would be far more accommodating towards “progressive”
legislation. The Post-1937
interpretation of the Commerce Clause would remain largely unchallenged outside
of academic circles until the Lopez case arose in 1995.
III. The Minority Argument
The liberal minority
in Lopez[18] argues that
under the principle of stare decisis, the aforementioned cases should
control the decision. Their primary
argument is that the aggregate of effects of gun possession in schools affects
education, which in turn affects production and commerce. They cite two 1964 cases, Heart of
Atlanta Motel[19]
and Katzenbach v. McClung[20]
as examples of cases in which local discrimination were held to restrict
and substantially affect interstate commerce.
They argued that violence in schools impairs the function of the
educational system and therefore restricts production and interstate commerce. By this chain of inference, the dissenters
claim that in aggregate, guns in school zones substantially affect interstate
commerce.
Justice Souter
criticizes the pre-1937 case law for espousing a “highly formalistic notions of
‘commerce’ to invalidate federal social and economic legislation” and he goes
on to accuse the majority of interjecting ideology into the decision much the
way the Court did in Lochner v. New York.
Specifically, he claims that the Court oversteps its Constitutional
authority by setting aside the policy of judicial restraint to scrutinize the
Gun-Free School Zones Act for a rational basis. [21]
IV. The Majority Approach and the Concurrences:
Chief Justice
Rehnquist opens the majority’s analysis in Lopez by considering the
relationship and balance of power between federal and state governments:
We start with first
principles. The Constitution creates a federal government of enumerated powers.
See Art. I, § 8. As James Madison wrote, ‘the powers delegated by the proposed
Constitution to the federal government are few and defined. Those which are to
remain in the State governments are numerous and indefinite.’ The Federalist
No. 45, pp. 292-293 (C. Rossiter ed. 1961). This constitutionally mandated
division of authority ‘was adopted by the Framers to ensure protection of our
fundamental liberties.’ Gregory v. Ashcroft, 501 U.S. 452, 458, 115 L. Ed. 2d
410, 111 S. Ct. 2395 (1991) ….‘Just as the separation and independence of the
coordinate branches of the Federal Government serve to prevent the accumulation
of excessive power in any one branch, a healthy balance of power between the
States and the Federal Government will reduce the risk of tyranny and abuse
from either front.’[22]
The Lopez majority argued that even the case law cited by
the minority indicates that the commerce power had outer limits, and that the
Gun-Free School Zone Act exceeded all of those limits. As Chief Justice
Rehnquist put it, “Even Wickard, which is perhaps the most far reaching
example of Commerce Clause authority over intrastate activity, involved economic
activity in a way that the possession of a gun in a school zone does not.”[23]
The majority
synthesized three broad categories of activity subject to the commerce power[24]: As they defined it, the Commerce Clause gave
Congress the power to regulate channels of interstate commerce[25],
the instrumentalities of interstate commerce[26],
and activities that substantially effect interstate commerce[27],
regardless of how directly interstate commerce was affected.
However, the Court
chose to follow the principle of stare decisis and maintain the “substantial
effect” test with regard to the Commerce Clause authority of Congress. Though Justice Thomas expressed his
willingness and desire to return to the “direct effect” because it would be
more in line with the purpose of the Commerce Clause, the Court did not address
the issue. Rather, the Court
interpreted the Gun-Free School Zones Act as an extension by Congress well
beyond the authority already granted to the legislature by the Supreme
Court. The Court was willing to stand
firm, but not retract previous rulings as Thomas envisioned or extend Congress’
power further as the dissent wanted.
Justice Thomas
comments that the substantial effects standard is still too vague, and as a
replacement he demands that the Court draft a test for the Commerce Clause that
is subject more to the rule of law as embodied in the Constitution and less in
the whims of those in government. Such
a position would not necessarily reverse Commerce Clause jurisprudence full
circle to where it stood at the time of Gibbons v. Ogden, but at the very least
it would give the people and their government a sense of what powers Congress
actually possesses and at what point they cross the line into the realm of
assuming extra-legal powers.
While still fairly
broad, the “substantial effects” standard nevertheless appealed to the majority
because it preserved the dual federalism system so painstakingly established in
the Constitution, specifically the enumeration of Congressional powers and
culminating with the Tenth Amendment:
[t]his amendment
is a mere affirmation of what, upon any just reasoning, is a necessary rule of
interpreting the constitution. Being an instrument of limited and enumerated
powers, it follows irresistibly, that what is not conferred is withheld, and
belongs to the state authorities.[28]
And the Court held
that the “inferences piled upon inferences” drawn by the minority failed to
show a substantial relation and made federal power too broad and
police-like. The deeper philosophical differences
underlying the conflict are simple: originalism vs. reinterpretation. Granting Congress a de facto federal
police power would destroy both enumerated powers and federalism. Chief Justice Rehnquist explains “We rejected these
‘costs of crime’ and ‘national productivity’ arguments because they would
permit Congress to "regulate not only all violent crime, but all
activities that might lead to violent crime, regardless of how tenuously they
relate to interstate commerce.”[29] That would defy the not only a structural
analysis, but also the plain meaning of the Commerce Clause. The
Court justified its decision even under rational basis scrutiny, because it was
clear from the legislative history that Congress never gathered any evidence of
an effect on interstate commerce, nor was any visible to the naked eye.
Justice Kennedy also
authored a concurring opinion, which was joined by Justice O’Connor.[30] Though they voted with the majority,
Kennedy’s opinion exhibited great reluctance on account of the Court’s focus on
the issue of Congress’ enumerated powers.
Instead, they ignored enumerated powers entirely and focused solely on
the issue of federalism. Such a tenuous
agreement held by these two Justices should concern the majority, as in the
future a similar case may arise which does not call into question the issue of
federalism but rather focuses on an over expansion of Congressional
authority. Justices Kennedy and
O’Connor clearly did not spark confidence in the conservative majority with its
concurrence in Lopez.
Justice
Thomas gives a proper textual analysis concerning the expansion of
Congressional authority. He notes that,
if the Constitution intended to give Congress power over everything that
affected commerce, there would not have been specific grants of powers over
patents, trademarks, bankruptcy law, postage, and post roads. In this case, the
majority held that the commerce power only allowed Congress the power to
regulate the channels and instrumentalities of interstate commerce, or activity
that substantially relates to it.
The debate
was continued in United States v. Morrison[31],
and the battle lines are drawn more clearly as the same 5-4 majority voted to
invalidate the Violence Against Women Act of 1994.[32]
Justice Thomas provided a one-paragraph concurrence:
The majority opinion
correctly applies our decision in United States v. Lopez, 514 U.S. 549 [cites
omitted] (1995), and I join it in full. I write separately only to express my
view that the very notion of a "substantial effects" test under the
Commerce Clause is inconsistent with the original understanding of Congress'
powers and with this Court's early Commerce Clause cases. By continuing to
apply this rootless and malleable standard, however circumscribed, the Court
has encouraged the Federal Government to persist in its view that the Commerce
Clause has virtually no limits. Until this Court replaces its existing Commerce
Clause jurisprudence with a standard more consistent with the original
understanding, we will continue to see Congress appropriating state police
powers under the guise of regulating commerce.[33]
Again the majority and
dissent similarly re-iterated their respective positions in Lopez, not
unusual considering that no Justices retired from the bench in the five years
that had elapsed. Nonetheless, Thomas’
opinion showed the greatest commitment to the concept of limitations placed on
Congress, especially when a forsaking of such a commitment necessarily would
lead to a general police power possessed by Congress and unchecked by the
Judiciary.
V. The Underlying
Philosophy: Pluralism and Originalism
The Lopez
majority opinion was based on commitment to the principles of federalism and
enumerated powers. The dissenters,
however, based their entire argument on interpretations of standing case law
rather than constitutional principles.
Federalism
and enumerated powers were both calculated to achieve what Madison called
“pluralism.” Since factions always exist (rich and poor, Northerners and
Southerners, Catholics and Protestants, etc.), Madison sought to establish a
stable government in which they would co-exist peacefully and respect each
other’s rights without using the law as a weapon against each other. For example, in Federalist #51, Madison
asserts that it is important to maintain the federal system not only to prevent
the government from oppressing individuals (the main concern of most citizens)
but also to keep factions of society from oppressing each other. The only ways of preventing this type of
injustice is to adopt a pluralistic system in which all factions are tolerated
and guaranteed their basic rights, no matter which faction dominates. Madison firmly believed that the liberties
of individuals of different religions and levels of wealth should be protected
from all forms of tyranny by all means available that would not prevent
effective government.
The Founders
hoped to keep government out of interest group politics by carefully limiting
the scope of government power and specifically enumerating the powers that the
federal government would possess. All
other powers were reserved for the states and the people, so that the federal
government could not take sides. The Tenth Amendment was added to clarify this
point: "The powers not delegated to the United States by the Constitution,
nor prohibited by it to the states, are reserved to the states respectively, or
to the people.”[34] The framers
wanted people to be free to solve their own problems amongst themselves. For some time, this worked fairly well. The majority should be commended for their
defense of these principles.
VI.
Analysis
While
the Lopez and Morrison cases are a drastic shift from post-FDR
era law, they are consistent with the original, pre-1937 vision of a limited
federal government, and go a long way towards reestablishing the relative
legitimacy of the federal government.
We
frequently hear arguments that the modern world faces more complex problems
than the pre-industrial time in which our Constitution was written, and that we
therefore need government to play a greater role in our lives. Whether this is true or not, it does not
excuse the Courts, which exist to interpret the Constitution as it was written,
for allowing the unchecked expansion of the commerce power. The Justices’ power of interpretation has
always understood as a guardianship of the document as it was drafted by the
framers and ratified by the states, not as a license to arbitrarily invent a
new unwritten constitution.
…
nonoriginalist opinions have almost always had the decency to lie, or at least
to dissemble, about what they were doing -- either ignoring strong evidence of
original intent that contradicted the minimal recited evidence of an original
intent congenial to the court's desires, or else not discussing original intent
at all, speaking in terms of broad constitutional generalities with no pretense
of historical support.[35]
Randy Barnett provides a brilliant
perspective on why originalism is so important to modern Constitutional
jurisprudence. In his essay
“Originalism For Non-Originalists: Why you should want to enforce the original
meaning of the Constitution[36]”,
Barnet shows that the conventional wisdom among law professors is that the
doctrine of originalism, the conviction that the constitution should be
interpreted on the basis of the original intent of its framers, died in the
1980s. Robert Bork, who was nominated
for the Supreme Court in 1987 by President Reagan, was attacked in a series of
influential law review articles and was eventually rejected by the Senate. The originalist doctrine which Bork
championed was widely discredited because it lacked answers to two lines of
criticism: first, that it was unworkable, and second, that it was itself
contrary to the original intent of the Framers.
Both arguments were fairly straightforward;
originalism was unworkable because it is nearly impossible to ascertain in
aggregate the views of the Framers as a body, much less project them onto a
current case (the "channeling the Framers" problem). Justice Scalia refers to this as a problem
of application, and speculates that it may be “a task sometimes better suited to the
historian than the lawyer.”[37]
The self-contradiction inherent to originalism lay
in the fact that the Framers opposed interpretative approaches to the constitution
they produced.
A third criticism that particularly bothered
Barnett at the time was the "dead hand argument;" that the wishes of
the Framers, who at the time represented only white men, should not bind
Americans of both sexes and all races alive today.
Despite its supposed refutation, however, no
new interpretation has been advanced or accepted by the legal community, and
discussion of the original intent of the Founders remains a starting point in
modern legal theory, for lack of an alternative.
Where originalism has historically referred
to a search for original intent,
Barnett advances a new originalism based on the search for original semantic meaning. Under this approach, the subjective intentions of the Framers
lose their importance in favor of the objective meaning likely to be understood
by a rational person in the proper context (late 18th century America). While the shift is subtle, this new
originalism answers the criticisms that old originalism could not. As contract lawyers have known for some
time, it is far simpler to analyze objective meaning of a document than it is
to guess the aggregate expectations of the Framers as a body.
While the Constitution is not a typical
contract (because it lacks consent of all parties involved), it is a written
instrument, so some contract law doctrines should apply. Several established contract doctrines
support new originalism. For example,
the Statute of Frauds is an old common law doctrine that requires formalities
such as written contracts, wax seals, or witnesses in certain situations, such
as the transfer of land. Formality in
general and written documents in particular serves several functions in
contract formation-- they provide evidence, instill a sense of caution among
the parties, and can clarify the exact nature of the agreement. In situations where the agreement governs
matters of life and death, such as political agreements, the advantages of
putting agreements in writing are obvious.
Next, the Parole Evidence rule holds that
when the terms of an agreement are disputed, only what lies within "the
four corners of the document" is admissible evidence, and extrinsic
evidence of the intent of the parties is irrelevant. Furthermore, there is the textualist approach: in interpreting
the agreement itself we rely on public understanding of terms used as of the
time of signing, or trade usage where appropriate. Adopting a new meaning is inappropriate because it would
substantively change the agreement, violating the parole evidence rule and
undermining the value of committing the agreement to writing. Modifications to agreements require the same
degree of formality as the original document.
This approach also addresses the dead hand
criticism. While nothing inherently
binds us to the agreements of the Framers, we have two choices:
1.
We continue to respect the document and be bound by it because it is in our
interests to do so. The Constitution
does a good job protecting our freedom and change it only by ratifying
amendments as provided in Article V of the Constitution; or
2.
We change the meaning of parts of it we don't like and in the process
obliterate the rule of law. By changing
the meaning of the Constitution without amending it, we potentially abandon the
whole document, making all of its protections equally vulnerable. By stripping ourselves of its protections we
subject ourselves to whatever replaces it, whether the replacement is an
unwritten, informal interpretation of the original document or it is replaced
outright.
Justice Scalia echoes this position:
I
take the need for theoretical legitimacy seriously, and even if one assumes (as
many nonoriginalists do not even bother to do) that the Constitution was
originally meant to expound evolving rather than permanent values, as I
discussed earlier I see no basis for believing that supervision of the
evolution would have been committed to the courts. At an even more general
theoretical level, originalism seems to me more compatible with the nature and
purpose of a Constitution in a democratic system. A democratic society does
not, by and large, need constitutional guarantees to insure that its laws will
reflect "current values." Elections take care of that quite well. The
purpose of constitutional guarantees -- and in particular those constitutional
guarantees of individual rights that are at the center of this controversy --
is precisely to prevent the law from reflecting certain changes in original
values that the society adopting the Constitution thinks fundamentally
undesirable. Or, more precisely, to require the society to devote to the
subject the long and hard consideration required for a constitutional amendment
before those particular values can be cast aside.[38]
Barnett concedes that the analogy to contract
law has clear limits, since the Constitution never received the unanimous
consent of the governed. While the
Framers were all white men, the Constitution purports to govern women,
children, slaves, prisoners, future immigrants, etc., and one cannot consent
for anyone but oneself. While some form
of general acquiescence is necessary for the establishment of a government,
that acquiescence does not assume unanimous consent by any conceivable
definition.
If anything legitimizes our Constitution, it is the merits of
the law-making process it establishes.
Because it requires laws made under its auspices to be necessary, proper
and just, we should have no reason to object to it. Constitutions will generally be considered legitimate as long as
their contents are just and the writing ensures that a good system will be
locked in place over time.
Barnett concedes that not all of the
ambiguities in our constitution can be solved through original meaning
originalism, because in some of the more abstract areas the framers provided a
large degree of latitude. Original
intent should not bind lawmakers filling these gaps through Constitutional
construction, so long as the measures they take are necessary, proper, and do
not contradict any of the explicit provisions of the Constitution.
Barnett believes that the Constitution was not
legitimate for non-whites until after the inclusion of the Thirteenth,
Fourteenth and Fifteenth Amendments, and perhaps not until later, and that it's
legitimacy today is open to question because of its departure from original
meaning. He argues that intrusions into
every right except for free speech (the most clearly enumerated right in the
Bill of Rights) pass through Congress, the President and the Supreme Court
without any kind of meaningful scrutiny.
Courts today look for any conceivable reason for a piece of legislation
and then defer to Congress on its constitutionality, rather than assert its
authority of judicial review to strike laws that are clearly repugnant to the
Constitution. The people no longer have
any reason to believe that legislation enacted by Congress is necessary and
proper, rather the people generally expect that all legislation is serving some
special interests (Calabresi argues that public choice theory suggests we have
good reason to distrust such legislation[39]). While we may acquiesce to such conditions,
Barnett believes we have no moral duty to obey laws made in such a way.
VII.
Conclusion
The Framers of our Constitution were very aware of
the abuses that always attach to a government of men and not of laws. It was because of such abuses that the
United States of America was created and cemented with the Articles of
Confederation and then the United States Constitution. During the summer of 1787 a few dozen men
from thirteen States gathered in order to attempt to reach an agreement on an
instrument that would alleviate the common ills while at the same time protect
the sovereignty of the several states.
When the Constitution was sent to the states for ratification, James
Madison, Alexander Hamilton and John Jay concentrated their efforts on
convincing the people and the state legislature of New York of the value of the
Constitution.
The one common element found in every criticism of
the new Constitution was that it granted powers to the new federal government
that were far too broad. In particular,
many of these critics assailed the “Necessary and Proper clause” because it was
too open-ended. The Federalists assured
these critics that this clause was necessary in order to allow the federal government
to act upon circumstances that cannot be foreseen; but nevertheless, abuse of
this clause would not occur because Congress would still be required to derive
its power to act under this clause from other enumerated powers within the
Constitution.
For exactly 150 years, the Supreme Court firmly
rejected Congressional intrusions beyond the scope of its authority. The “switch in time that saved nine” in
1937, however, marked a fateful turn away from the rule of law and toward a
lawlessness which dressed the Constitution as “a living document”. Such action did not breathe new life into
our Constitution, however; instead, it drove a stake through the heart of our
social contract. By permitting Congress
to seize any power it chooses, the Supreme Court accepted the role of the
witch-doctor that creates authority where none exists.
The Lopez decision provided a small breath of
fresh air from Congress’ aspirations to limitless federal police power, and the
Morrison case last year demonstrated that Lopez was not a
momentary fluke. Some originalists and
other opponents of the “living document” approach read these cases as the
turning point toward a new conservatism.
However, with the exception of Justice Thomas, none of the other
Justices in the majority in these two cases showed any signs of turning back
the clock on Congress’ powers under the Commerce Clause. The law of the land as given by the Supreme
Court still holds that the “substantial effect” test governs Congress’
authority in regulating interstate commerce.”
And as long as the “substantial effect” test remains, Congress will
continue to usurp the authority that it was never granted by the Constitution.
Bibliography:
Barnett, Randy. An Originalism for Nonoriginalists,
45 Loy. L. Rev. 611. (1999)
Calabresi, Steven G. A Government of Limited and
Enumerated Powers: In Defense if United States v. Lopez.
94 Mich. L. Rev. 752. (1995)
Cohen, William, and Varat, Jonathan
D. Cases and Materials
Constitutional Law, Tenth Edition, 1997.
Epstein, Richard A. The Proper Scope
of the Commerce Power. 73 Va. L.
Rev. 1387. (1987)
Hall, Kermit L., Wiecek, William M., and
Finkelman, Paul. American Legal
History Cases and Materials, Second Edition. (1996)
Hasenstab, Dan.
Is Hate a Form of Commerce?
The Questionable Authority of Federal ‘Hate Crime’ Legislation. 45 St. Louis U. L.J. 973, 980. (2001)
Madison and Hamilton. The Federalist Papers. (1788)
Scalia, Antonin. Originalism: The Lesser Evil. 57 U.
Cin. L. Rev. 849 (1989)
[1] 514 U.S. 549 (1995). A San Antonio high school student was charged with possession of a firearm on school grounds under a federal law. The district court convicted him, and he appealed to the Fifth Circuit, which reversed on the grounds that the act was outside Congress’s enumerated powers. The Supreme Court affirmed the Fifth Circuit.
[2] The Gun Free School Zones Act of 1990, 18 U.S.C. § 922(q)(1)(A). This law made it a title 18 federal criminal offense “for any individual knowingly to possess a firearm at a place that the individual knows, or has reasonable cause to believe, is a school zone.” 18 U.S.C. § 921(a)(25). The act later defines a “school zone” as “in, or on the grounds of, a public parochial, or private school” or “within a distance of 1,000 feet from the grounds of a public, parochial, or private school.”
[3] U.S. CONST, Art. I, Section 8: “Congress shall have the power to… regulate Commerce with foreign Nations, and among the several States, and with the Indian tribes…”
[4] See, generally, United States v. Darby, 312 U.S. 100 (1941); Wickard v. Filburn, 317 U.S. 111 (1942); Heart of Atlanta Motel 379 U.S. 241 (1964).
[5] See generally U.S. CONST. amend X; Madison, James, Federalist #45; Munn v. Illinois 94 U.S. 113 (1877)
[6] Gibbons v. Ogden 22 U.S (9 Wheat.) 1, 194, 196 (1824).
[7] Houston, East & West Texas Railway Co. v. United States, 234 U.S. 342 (1914).
[8] U.S. v. E.C. Knight & Co. 156 U.S. 1; 15 S. Ct. 249; 39 L. Ed. 325 (1895)
[9] See, e.g. A.L. A. Schechter Poultry Corporation v. Unites States 295 U.S. 495 (1935); Railroad Retirement Board v.Altron RR Co., 295 U.S. 330 (1935); and Carter v. Carter Coal Co., 298 U.S. 238 (1936).
[10] National Labor Relations Board v. Jones & Laughlin Steel Corp., 301 U.S. 1, 57 S.Ct. 615, 81 L.Ed. 893 (1937)
[11] 295 U.S. 495 (1935).
[12] Lopez
514 U.S. 549 at 555, citing Schechter,
295 U.S. at 512.
[13] 312 U.S. 100 (1941).
[14] 317 U.S. 111 (1942).
[15] “Congress shall have the power... To Make all Laws which shall be necessary and proper for carrying into Execution the Foregoing powers, and all other powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.” U.S CONST, Art. I, Section 8.
[16] Wickard, 317 U.S. at 125.
[17] President Roosevelt appointed Justices Hugo Black, Stanley Reed, Felix Frankfurter, William O. Douglas, Frank Murphy, and Robert H. Jackson.
[18] The dissenting Justices were Breyer, Ginsburg, Souter and Stevens.
[19] 379 U.S. 241 (1964).
[20] 379 U.S. 294 (1964).
[21] 514 U.S. 549 at 605 (1995).
[22] Lopez, 514 U.S. at 552.
[23] Id. at 560.
[24] Id. at 559-560
[25] See United States v. Darby, 312 U.S. 100 (1941); See also Heart of Atlanta Motel, Inc. v. United States, supra.
[26] See the Shreveport Rate cases
[27] See N.L.R.B. v. Jones & Laughlin Steel Corp., 301 U.S. 1 (1937).
[28]
3 Joseph Story,
Commentaries on the Constitution of the United States 752 (Boston, Hilliard,
Gray, & Co. 1833).
[29] U.S. v. Morrison, 529 U.S. 598 at 612
[30] Lopez, 514 U.S. at 568.
[31] 529 U.S. 598 (2000).
[32] In this case, Virgina Tech student was raped by two fellow students, who she later sued them under 42 U.S.C. § 13981(b), the Violence Against Women Act, a federal cause of action for victims of gender-motivated crimes. The Act was found unconstitutional due to lack of substantial relation to commerce, as per the Lopez standard.
[33] Morrison, 529 U.S. at 627.
[34] U.S. CONST. amend X.
[35] Scalia, Antonin. Originalism: The Lesser Evil. 57 U. Cin. L. Rev. 849,852
[36] Barnett, Randy. An Originalism for Nonoriginalists, 45 Loy. L. Rev. 611.
[37] Scalia, Antonin. Originalism: The Lesser Evil. Id. at 856-857.
[38] Originalism: The Lesser Evil, supra, at 862
[39] A Government of Limited and Enumerated Powers: In Defense if United States v. Lopez. Steven G. Calabresi, 94 Mich. L. Rev. 752, 790-800